REGULATORY

VKS Attorneys & Solicitors (VKS) advises on diverse range of regulatory matters to its distinct range of clients like banks, financial institutions, fintech, educational institutions, auto companies, commodity traders and fund houses.

REGULATORY

VKS Attorneys & Solicitors (VKS) advises on diverse range of regulatory matters to its distinct range of clients like banks, financial institutions, fintech, educational institutions, auto companies, commodity traders and fund houses. Advising clients on business planning in line with sector specific regulatory requirement is our core strength.  ​

Our Practice

Our Regulatory Practice Team has sound knowledge of regulatory matters pertaining to securities, insurance, listing of tradable instruments, commodity trading etc. We represent our clients before regulators like –

Securities and Exchange Board of India

  • Insurance Regulatory and Development Authority

  • Reserve Bank of India

  • Bombay Stock Exchange

  • Multi Commodity Exchange of India Limited 

  • Registrar of Companies 

Areas of Focus

  • Drafting of regulatory compliance guide.

  • Compliance related to foreign institutional investors, trade and settlement etc

  • Reply to show cause notices

  • Advisory on SEBI Debenture Trustee Regulations.

  •  Advisory on insider trading policy

  • Drafting of regulatory compliance guide. 

  • Reply to show cause notices 

  •  Advisory on insider trading policy

  • Compliance related to foreign institutional investors, trade and settlement etc

  • Advisory on SEBI Debenture Trustee Regulations.